Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Peter Canciglia | 3194378 | 10 | 06/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Charles Guggenheimer | 1646257 | 3 | 08/04/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| George Mina Zaki | 5437015 | 2 | 06/12/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 02/19/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Edward Daly | 1219609 | 3 | 06/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Keith Adams | 1261791 | 1 | 05/18/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 08/04/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Glenn Albert Hamler | 1516090 | 2 | 02/14/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Falk | 870874 | 3 | 07/13/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Matthew Lawlor | 2537909 | 3 | 06/14/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |