Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nefertiti Burley | 4869933 | 7 | 06/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Graves | 4351078 | 2 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 02/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 01/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 12/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Frederick Homsher | 1999370 | 3 | 12/24/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 12/14/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 11/06/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |