Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Regina Kline Colburn | 6983024 | 1 | 06/22/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erin Elizabeth Antill | 6165455 | 1 | 03/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shelly Elizabeth Delucas | 4668883 | 1 | 01/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila Mary Rogan | 1763930 | 1 | 10/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 06/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 08/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randall William Kaupas | 4193742 | 1 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 07/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nefertiti Burley | 4869933 | 7 | 07/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |