Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Jay Kaminsky | 2835525 | 2 | 02/26/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Ray Nice | 4018584 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Michael Moore | 3206918 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Francis Sammarco | 1466816 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Russell R Valante | 3139639 | 2 | 06/11/2018 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Blake Tyler Jones | 2922134 | 2 | 04/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Enright | 1673442 | 1 | 08/25/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 08/07/2017 | Customer Dispute | Denied | $6,654.67 | $0.00 | See FINRA Report |
| Carolyn Ann Frzop | 1778610 | 2 | 05/01/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Shane Timothy Ennis | 5505733 | 1 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |