Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Robert Holowinski | 2390903 | 5 | 02/22/2023 | Customer Dispute | Denied | $189,269.00 | $0.00 | See FINRA Report |
| Glenn Hall Ratcliffe | 1193132 | 1 | 10/17/2022 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Schultz | 2332248 | 2 | 02/15/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kevin P McKane | 4986224 | 1 | 02/15/2022 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| H Brad Kerr | 1005341 | 3 | 06/10/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Thomas Rose | 1980112 | 2 | 08/31/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Johnson | 1216677 | 3 | 07/23/2020 | Customer Dispute | Denied | $22,418.20 | $0.00 | See FINRA Report |
| Ryan J Hamilton | 5892070 | 1 | 05/22/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tracey Schusterman | 1432242 | 3 | 05/19/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mitchell Neal Altro | 4729272 | 1 | 03/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |