Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Timothy Ennis | 5505733 | 1 | 02/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Martin Carlson | 40889 | 1 | 12/13/2016 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Barry Joseph Saluk | 1649461 | 1 | 10/19/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Alexander Creekmore | 1906522 | 3 | 10/13/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kathryn A Genovese | 4404496 | 3 | 08/29/2016 | Customer Dispute | Denied | $73,479.20 | $0.00 | See FINRA Report |
| Robert Harold Bishop | 1157386 | 1 | 08/17/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 08/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erik T Fromm | 5803830 | 1 | 08/12/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Donald Routhier | 2067926 | 2 | 07/18/2016 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Lawrence Scott Richards | 2357072 | 4 | 06/03/2016 | Customer Dispute | Denied | $21,080.00 | $0.00 | See FINRA Report |