Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Elmer Townsend | 2431072 | 2 | 05/03/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Blake Tyler Jones | 2922134 | 2 | 04/13/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Humbert Keith | 1031080 | 1 | 03/28/2018 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Barry Falk | 870874 | 3 | 12/07/2017 | Customer Dispute | Pending | $76,000.00 | $0.00 | See FINRA Report |
| Brian Enright | 1673442 | 1 | 08/25/2017 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 08/07/2017 | Customer Dispute | Denied | $6,654.67 | $0.00 | See FINRA Report |
| Timothy Michael Moynihan | 1904606 | 2 | 07/11/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| T Jack Gary | 218504 | 1 | 06/01/2017 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Carolyn Ann Frzop | 1778610 | 2 | 05/01/2017 | Customer Dispute | Denied | $36,000.00 | $0.00 | See FINRA Report |
| Brian Thomas Obremski | 3040478 | 1 | 03/23/2017 | Customer Dispute | Withdrawn | $5,055.38 | $0.00 | See FINRA Report |