Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Jeffrey Karpiak | 2989421 | 1 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Dupee | 2089880 | 2 | 01/22/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Godwin Willett | 1064583 | 3 | 01/21/2019 | Customer Dispute | Closed-No Action | $251,042.00 | $0.00 | See FINRA Report |
| William Ray Nice | 4018584 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Michael Moore | 3206918 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Samuel Francis Sammarco | 1466816 | 1 | 01/03/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher John Squassi | 1920716 | 2 | 09/25/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tracey Schusterman | 1432242 | 3 | 08/06/2018 | Customer Dispute | Award / Judgment | $1,072,780.00 | $199,178.00 | See FINRA Report |
| Michael Patrick Geisen | 2592995 | 1 | 07/11/2018 | Customer Dispute | Settled | $112,000.00 | $0.00 | See FINRA Report |
| Russell R Valante | 3139639 | 2 | 06/11/2018 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |