Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Anthony McDonald | 1411308 | 4 | 03/29/1992 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Schnee | 1176174 | 6 | 03/06/1992 | Customer Dispute | Settled | $450,000.00 | $0.00 | See FINRA Report |
| Rodger Edmund Goldman | 1915268 | 1 | 12/02/1991 | Customer Dispute | Settled | $18,619.80 | $0.00 | See FINRA Report |
| Robert John Banasiak | 11694 | 1 | 01/18/1991 | Customer Dispute | Settled | $64,210.00 | $0.00 | See FINRA Report |
| Allan Hitchings Strange | 1038080 | 2 | 01/21/1990 | Customer Dispute | Settled | $16,912.00 | $0.00 | See FINRA Report |
| John Schwemlein | 416664 | 1 | 11/02/1989 | Customer Dispute | Settled | $26,787.90 | $0.00 | See FINRA Report |
| H Brad Kerr | 1005341 | 3 | 10/13/1989 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Cole Owen | 1146778 | 1 | 12/29/1988 | Customer Dispute | Award / Judgment | $46,771.00 | $7,594.00 | See FINRA Report |
| James Dennis Toner | 1107438 | 1 | 09/14/1987 | Customer Dispute | Settled | $17,984.60 | $0.00 | See FINRA Report |
| William Albert Murdoch | 1271101 | 2 | 04/15/1987 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |