Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Charles Guggenheimer | 1646257 | 3 | 12/11/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Albert Howard Wheeler | 464457 | 1 | 12/07/1998 | Customer Dispute | Award / Judgment | $534,770.00 | $36,822.40 | See FINRA Report |
| Gary Steven Halter | 732330 | 2 | 11/06/1998 | Customer Dispute | Award / Judgment | $30,321.00 | $5,500.00 | See FINRA Report |
| Ronald Lee Shaw | 1918080 | 2 | 10/19/1998 | Customer Dispute | Settled | $12,062.50 | $0.00 | See FINRA Report |
| Anthony Steven Didonato | 713327 | 1 | 10/05/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Scott Richards | 2357072 | 4 | 09/01/1998 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 08/17/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Christopher Bryant | 1514919 | 1 | 08/17/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pat Joseph Ingrassia | 1068874 | 2 | 07/23/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 07/14/1998 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |