Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Galvin | 2550217 | 1 | 08/18/1999 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Mark Johnson | 1216677 | 3 | 07/29/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 07/19/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| James Michael Winner | 1520060 | 2 | 05/26/1999 | Customer Dispute | Award / Judgment | $860,000.00 | $200,000.00 | See FINRA Report |
| Timothy Michael Moynihan | 1904606 | 2 | 03/10/1999 | Customer Dispute | Denied | $9,039.11 | $0.00 | See FINRA Report |
| John Thomas Fetherston | 2269097 | 1 | 03/08/1999 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 03/02/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Anthony Giudice | 1555215 | 2 | 02/22/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| James Andrew Wolfinger | 471466 | 1 | 02/10/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Michael Winner | 1520060 | 2 | 02/02/1999 | Customer Dispute | Denied | $121,000.00 | $0.00 | See FINRA Report |