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FINRA Broker Disclosures for Janney Montgomery Scott LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.

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Displaying 371-380 out of 469 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bernie Lee Townes1305111303/09/2001Customer DisputeSettled$700,000.00$0.00See FINRA Report
Michael Brian Levin717490302/20/2001Customer DisputeWithdrawn$12,000.00$0.00See FINRA Report
Jeffrey Allen Schnee1176174602/20/2001Customer DisputeSettled$12,000.00$0.00See FINRA Report
Daniel Joseph Carney841972502/12/2001Customer DisputeDenied$10,000.00$0.00See FINRA Report
Stephen Eric Asendorf1018543702/12/2001Customer DisputeClosed-No Action$8,200.00$0.00See FINRA Report
Lawrence Scott Richards2357072412/15/2000Customer DisputeSettled$25,000.00$0.00See FINRA Report
Jack Zotti1906898612/14/2000Customer DisputeSettled$40,000.00$0.00See FINRA Report
Paul Michael Furlong2177795512/08/2000Customer DisputeSettled$10,000.00$0.00See FINRA Report
Stephen Eric Asendorf1018543711/16/2000Customer DisputeAward / Judgment$95,000.00$51,969.90See FINRA Report
Maryann Ann Perrone1472989110/11/2000Customer DisputeDenied$216,000.00$0.00See FINRA Report

469 Results

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