Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Bernie Lee Townes | 1305111 | 3 | 03/09/2001 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
Michael Brian Levin | 717490 | 3 | 02/20/2001 | Customer Dispute | Withdrawn | $12,000.00 | $0.00 | See FINRA Report |
Jeffrey Allen Schnee | 1176174 | 6 | 02/20/2001 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
Daniel Joseph Carney | 841972 | 5 | 02/12/2001 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
Stephen Eric Asendorf | 1018543 | 7 | 02/12/2001 | Customer Dispute | Closed-No Action | $8,200.00 | $0.00 | See FINRA Report |
Lawrence Scott Richards | 2357072 | 4 | 12/15/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Jack Zotti | 1906898 | 6 | 12/14/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
Paul Michael Furlong | 2177795 | 5 | 12/08/2000 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Stephen Eric Asendorf | 1018543 | 7 | 11/16/2000 | Customer Dispute | Award / Judgment | $95,000.00 | $51,969.90 | See FINRA Report |
Maryann Ann Perrone | 1472989 | 1 | 10/11/2000 | Customer Dispute | Denied | $216,000.00 | $0.00 | See FINRA Report |