Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howard James Newman | 1921871 | 4 | 02/21/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick G Witheril | 1092721 | 3 | 02/04/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Simeon Simpson | 424938 | 3 | 01/28/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Cramer | 2156232 | 1 | 01/24/2002 | Customer Dispute | Denied | $225,000.00 | $0.00 | See FINRA Report |
| William George Barth | 2882067 | 1 | 11/20/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howard James Newman | 1921871 | 4 | 11/20/2001 | Customer Dispute | Settled | $84,472.60 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 11/08/2001 | Customer Dispute | Settled | $186,570.00 | $0.00 | See FINRA Report |
| Thomas Hans Underdahl | 1614866 | 4 | 11/01/2001 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Michael Eugene Toner | 2068468 | 2 | 10/29/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 10/24/2001 | Customer Dispute | Denied | $5,052.00 | $0.00 | See FINRA Report |