Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Patrick Murphy Ehret | 1220075 | 2 | 08/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Eugene Livengood | 1833543 | 1 | 07/30/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Peter Lucian Costanzo | 2504371 | 2 | 07/16/2003 | Customer Dispute | Award / Judgment | $450,000.00 | $455,292.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 06/30/2003 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Manly Koji Church | 3082019 | 2 | 06/09/2003 | Customer Dispute | Award / Judgment | $275,000.00 | $2,930.46 | See FINRA Report |
| Brian Anthony Fleming | 1618930 | 2 | 05/21/2003 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| William Edward Lepping | 2330237 | 1 | 05/12/2003 | Customer Dispute | Denied | $6,195.00 | $0.00 | See FINRA Report |
| Patrick Murphy Ehret | 1220075 | 2 | 05/12/2003 | Customer Dispute | Denied | $51,756.20 | $0.00 | See FINRA Report |
| Louis Lograsso | 2041316 | 1 | 05/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Neil Shulman | 1454111 | 2 | 04/28/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |