Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nadav Nachum Baum | 1484811 | 16 | 02/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Feiertag | 2297871 | 3 | 01/22/2004 | Customer Dispute | Closed-No Action | $116,133.00 | $0.00 | See FINRA Report |
| Steven Louis Rivera | 2185785 | 1 | 01/16/2004 | Customer Dispute | Closed-No Action | $85,278.00 | $0.00 | See FINRA Report |
| Terry Wayne Raab | 807861 | 2 | 01/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 01/05/2004 | Customer Dispute | Settled | $77,568.00 | $0.00 | See FINRA Report |
| Kathleen Maria Zelenka | 2467474 | 1 | 12/19/2003 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 10/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Kirkwood Eberly | 735057 | 1 | 09/15/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Robert Morris | 1903657 | 2 | 09/10/2003 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 08/28/2003 | Customer Dispute | Award / Judgment | $147,550.00 | $0.00 | See FINRA Report |