Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Eric Asendorf | 1018543 | 7 | 05/24/2004 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 05/12/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Richard Albert Crittenden | 1190153 | 2 | 05/11/2004 | Customer Dispute | Denied | $111,771.00 | $0.00 | See FINRA Report |
| Stuart Michael Singer | 870079 | 3 | 05/03/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Morris Smith | 2438276 | 1 | 03/23/2004 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 03/22/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Silvestro | 2095318 | 10 | 03/19/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeff William Sellers | 1502286 | 2 | 03/03/2004 | Customer Dispute | Denied | $23,351.20 | $0.00 | See FINRA Report |
| Timothy Patrick Gormley | 2520806 | 1 | 02/27/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel Joseph Carney | 841972 | 5 | 02/17/2004 | Customer Dispute | Denied | $76,000.00 | $0.00 | See FINRA Report |