Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Michael Fedoriw | 3137966 | 1 | 07/26/2005 | Customer Dispute | Denied | $16,500.00 | $0.00 | See FINRA Report |
| Thomas Henry Wilson | 1790620 | 4 | 06/24/2005 | Customer Dispute | Denied | $67,994.20 | $0.00 | See FINRA Report |
| Thomas Henry Wilson | 1790620 | 4 | 04/22/2005 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Edward Spann Reames | 1647930 | 2 | 04/21/2005 | Customer Dispute | Denied | $27,805.70 | $0.00 | See FINRA Report |
| Kenneth Andrew Feiertag | 2297871 | 3 | 04/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stanley Manuel Hochhauser | 247225 | 1 | 04/01/2005 | Customer Dispute | Settled | $370,000.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 03/29/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 03/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Richard Prezioso | 1112780 | 1 | 03/21/2005 | Customer Dispute | Denied | $11,760.00 | $0.00 | See FINRA Report |
| Lawrence Kevin Ennis | 502059 | 2 | 02/07/2005 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |