Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edmund Marshal Broomhead | 1712713 | 1 | 06/25/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Michael Brian Levin | 717490 | 3 | 06/20/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Keith Manley | 4476648 | 1 | 05/24/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Hyun Kroehler | 3218590 | 3 | 05/04/2007 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Hugh James Lantz | 1237654 | 1 | 04/10/2007 | Customer Dispute | Settled | $186,600.00 | $0.00 | See FINRA Report |
| Derek Scott Smith | 1616996 | 1 | 01/31/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 01/18/2007 | Customer Dispute | Closed-No Action | $5,700.00 | $0.00 | See FINRA Report |
| Kenneth Warren Glick | 1515432 | 2 | 01/17/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 01/03/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Harry Blumenthal | 1266575 | 2 | 12/22/2006 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |