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FINRA Broker Disclosures for Janney Montgomery Scott LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.

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Displaying 191-200 out of 469 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael D Dadko3051362412/22/2008Customer DisputeSettled$950,000.00$0.00See FINRA Report
Paul Joseph Lofurno1510850212/08/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Kathryn A Genovese4404496311/25/2008Customer DisputeDenied$16,233.90$0.00See FINRA Report
Blake Tyler Jones2922134211/25/2008Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Michael Paul Fetrow1721473111/18/2008Customer DisputeDenied$0.00$0.00See FINRA Report
Kevin Munoz4127307111/12/2008Customer DisputeDenied$22,000.00$0.00See FINRA Report
Ryan Steckler2765869310/30/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Lee Garner Springer4255949310/20/2008Customer DisputeDenied$5,000.00$0.00See FINRA Report
Philip George Blumel2811805210/09/2008Customer DisputeDenied$10,469.70$0.00See FINRA Report
Kirk Stephen Kolligian2372119210/07/2008Customer DisputeDenied$360,000.00$0.00See FINRA Report

469 Results

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