Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Aagaard Whitesell | 1554608 | 1 | 10/26/2023 | Customer Dispute | Settled | $11,873.00 | $0.00 | See FINRA Report |
| Christopher Michael Walters | 4892817 | 1 | 10/16/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| William Haslett Sewell | 724376 | 2 | 10/04/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jan Peter Cummins | 718836 | 4 | 09/19/2023 | Customer Dispute | Denied | $14,693.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 04/10/2023 | Customer Dispute | Final | $416,000.00 | $0.00 | See FINRA Report |
| Jason Robert Holowinski | 2390903 | 5 | 03/06/2023 | Customer Dispute | Denied | $166,000.00 | $0.00 | See FINRA Report |
| Jason Robert Holowinski | 2390903 | 5 | 03/03/2023 | Customer Dispute | Denied | $65,931.00 | $0.00 | See FINRA Report |
| Jason Robert Holowinski | 2390903 | 5 | 03/03/2023 | Customer Dispute | Denied | $604,277.00 | $0.00 | See FINRA Report |
| Jason Robert Holowinski | 2390903 | 5 | 02/23/2023 | Customer Dispute | Denied | $256,598.00 | $0.00 | See FINRA Report |
| Robert Thomas Rose | 1980112 | 2 | 02/22/2023 | Customer Dispute | Settled | $78,000.00 | $0.00 | See FINRA Report |