Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward George McCarthy | 1069514 | 1 | 10/09/2009 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kristen Janis Whitten | 4462755 | 1 | 08/18/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lee Garner Springer | 4255949 | 3 | 07/30/2009 | Customer Dispute | Closed-No Action | $55,000.00 | $0.00 | See FINRA Report |
| John Gardner Best | 4842656 | 1 | 07/22/2009 | Customer Dispute | Denied | $44,500.00 | $0.00 | See FINRA Report |
| Richard Dunlap Lownes | 828030 | 3 | 05/15/2009 | Customer Dispute | Denied | $6,903.51 | $0.00 | See FINRA Report |
| Abraham Paul Horowitz | 3132107 | 1 | 05/11/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 04/20/2009 | Customer Dispute | Denied | $161,025.00 | $0.00 | See FINRA Report |
| Brian Anthony Fleming | 1618930 | 2 | 04/17/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daryl Gene Woodring | 832835 | 3 | 04/13/2009 | Customer Dispute | Settled | $80,250.00 | $0.00 | See FINRA Report |
| Colleen Claire MacKenzie-Doino | 2691429 | 1 | 04/08/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |