Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Andrew Coraggio | 4684084 | 8 | 02/08/2010 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leroy Philip Rachlin | 1081895 | 2 | 01/21/2010 | Customer Dispute | Settled | $21,043.00 | $0.00 | See FINRA Report |
| Timothy Edward Daly | 1219609 | 3 | 12/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Graves | 4351078 | 2 | 11/25/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Andrew Reimann Nehrbas | 816949 | 2 | 11/23/2009 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
| Harold Bertram Gross | 817550 | 5 | 11/20/2009 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Richard Fred Scamorza | 3259521 | 1 | 10/27/2009 | Customer Dispute | Denied | $18,149.00 | $0.00 | See FINRA Report |
| William George Harvey | 722249 | 4 | 10/14/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| William Gb Harvey | 2398782 | 4 | 10/14/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Jonathan Robert Harvey | 4558464 | 3 | 10/14/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |