Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kathryn A Genovese | 4404496 | 3 | 02/14/2011 | Customer Dispute | Denied | $18,164.10 | $0.00 | See FINRA Report |
| Tracey Schusterman | 1432242 | 3 | 02/04/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andrew S Vitek | 2305884 | 3 | 11/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Pat Joseph Ingrassia | 1068874 | 2 | 09/16/2010 | Customer Dispute | Denied | $29,547.00 | $0.00 | See FINRA Report |
| Kirk Edward Pickell | 2294187 | 3 | 09/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Steckler | 2765869 | 3 | 07/26/2010 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| Thomas Richard Mancini | 1131194 | 1 | 05/17/2010 | Customer Dispute | Settled | $2,500,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 03/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jay Day | 1739124 | 2 | 02/23/2010 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Warren Glick | 1515432 | 2 | 02/11/2010 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |