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FINRA Broker Disclosures for Janney Montgomery Scott LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.

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Displaying 121-130 out of 469 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Sidney Edward Gosser724301203/12/2013Customer DisputeSettled$5,000.00$0.00See FINRA Report
Michael Andrew Coraggio4684084802/24/2013Customer DisputeClosed-No Action$7,382.18$0.00See FINRA Report
Gary Steven Halter732330202/15/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Gregory John Kuhn1334946102/05/2013Customer DisputeAward / Judgment$0.00$10,000.00See FINRA Report
Joseph Peter Canciglia31943781001/17/2013Customer DisputeDenied$0.00$0.00See FINRA Report
Craig Allen Lewis2264865512/28/2012Customer DisputeAward / Judgment$1,236,000.00$293,266.00See FINRA Report
Scott Jay Kaminsky2835525212/24/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Michael Andrew Lynfield1278288211/20/2012Customer DisputeSettled$739,228.00$0.00See FINRA Report
Charles Langdon Bailey1519726211/06/2012Customer DisputeSettled$499,999.00$0.00See FINRA Report
Daniel Joseph Honan1584729109/09/2012Customer DisputeDenied$10,533.00$0.00See FINRA Report

469 Results

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