Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Amy Robin Raisman | 2332663 | 2 | 03/25/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kevin Thomas Charos | 1752137 | 2 | 02/06/2015 | Customer Dispute | Withdrawn | $64,000.00 | $0.00 | See FINRA Report |
| Ernest Howard Stanley | 1171132 | 1 | 02/04/2015 | Customer Dispute | Withdrawn | $43,000.00 | $0.00 | See FINRA Report |
| Burton Daniel | 5695747 | 1 | 10/17/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Bruce Moss | 1000478 | 1 | 09/11/2014 | Customer Dispute | Settled | $4,729.42 | $0.00 | See FINRA Report |
| Mark Johnson | 1216677 | 3 | 06/11/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Wayne Shealy | 2434417 | 2 | 05/16/2014 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Richard Dunlap Lownes | 828030 | 3 | 04/10/2014 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Colin Taylor Burgess | 4266400 | 1 | 04/10/2014 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Michael Adam Ewanouski | 1200306 | 7 | 03/10/2014 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |