Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Todd Morgenstern | 3252004 | 1 | 01/13/2016 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Michael Andrew Coraggio | 4684084 | 8 | 01/05/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Fred Odell | 2454609 | 1 | 12/22/2015 | Customer Dispute | Denied | $7,500.00 | $0.00 | See FINRA Report |
| Christopher John Guandolo | 4239305 | 1 | 11/02/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Whitney Staunton Boucher | 2108566 | 4 | 09/22/2015 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Steven Eric Dolgin | 1202513 | 5 | 08/04/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| William Carl Meyer | 1253431 | 2 | 07/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Marcy Lee Leprell | 4212100 | 1 | 07/16/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Scott A Wilson | 2912177 | 1 | 06/22/2015 | Customer Dispute | Denied | $27,680.00 | $0.00 | See FINRA Report |
| Douglas Robert Moline | 4911158 | 2 | 06/02/2015 | Customer Dispute | Denied | $39,664.90 | $0.00 | See FINRA Report |