Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Wesley Stauffer | 3129458 | 1 | 04/28/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Robert Harvey | 4558464 | 3 | 09/16/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Steven Welles Edwards | 4283574 | 1 | 07/21/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Kenton Brosend | 2615987 | 1 | 03/16/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Anthony Meizels | 2334477 | 2 | 08/23/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Margaret Tegler Hardesty | 1278408 | 2 | 10/01/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Festa | 1066769 | 1 | 04/19/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen George Hyman | 707192 | 2 | 08/21/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Anthony Arvanites | 706347 | 4 | 12/08/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Norman Kenneth Mielziner | 333921 | 1 | 02/10/1967 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |