Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Blake Tyler Jones | 2922134 | 2 | 11/25/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Frederick Charles Leonard | 726468 | 1 | 08/04/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Nadav Nachum Baum | 1484811 | 16 | 03/31/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 01/18/2007 | Customer Dispute | Closed-No Action | $5,700.00 | $0.00 | See FINRA Report |
| Paul Joseph Lofurno | 1510850 | 2 | 04/18/2006 | Customer Dispute | Closed-No Action | $45,000.00 | $0.00 | See FINRA Report |
| Michael Edouard Blankenship | 2215124 | 7 | 05/12/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 03/22/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kenneth Andrew Feiertag | 2297871 | 3 | 01/22/2004 | Customer Dispute | Closed-No Action | $116,133.00 | $0.00 | See FINRA Report |
| Steven Louis Rivera | 2185785 | 1 | 01/16/2004 | Customer Dispute | Closed-No Action | $85,278.00 | $0.00 | See FINRA Report |
| Louis Lograsso | 2041316 | 1 | 05/05/2003 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |