Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Albert Howard Wheeler | 464457 | 1 | 12/07/1998 | Customer Dispute | Award / Judgment | $534,770.00 | $36,822.40 | See FINRA Report |
| Gary Steven Halter | 732330 | 2 | 11/06/1998 | Customer Dispute | Award / Judgment | $30,321.00 | $5,500.00 | See FINRA Report |
| Barry Keith Whalen | 2428378 | 6 | 05/06/1997 | Customer Dispute | Award / Judgment | $10,000.00 | $10,150.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 08/03/1994 | Customer Dispute | Award / Judgment | $2,002.28 | $541.00 | See FINRA Report |
| Jan Peter Cummins | 718836 | 4 | 09/13/1993 | Customer Dispute | Award / Judgment | $1,137.50 | $1,137.50 | See FINRA Report |
| Howard Thomas Gierling | 2059591 | 2 | 04/20/1993 | Customer Dispute | Award / Judgment | $190,000.00 | $88,668.60 | See FINRA Report |
| Harold Bertram Gross | 817550 | 5 | 09/11/1992 | Customer Dispute | Award / Judgment | $8,121.00 | $2,200.00 | See FINRA Report |
| Michael Cole Owen | 1146778 | 1 | 12/29/1988 | Customer Dispute | Award / Judgment | $46,771.00 | $7,594.00 | See FINRA Report |