Our Staff has compiled our research into a database of FINRA Broker Disclosures for Janney Montgomery Scott LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Manly Koji Church | 3082019 | 2 | 06/09/2003 | Customer Dispute | Award / Judgment | $275,000.00 | $2,930.46 | See FINRA Report |
| Gary George Vescio | 2968684 | 2 | 03/31/2003 | Customer Dispute | Award / Judgment | $319,952.00 | $284,000.00 | See FINRA Report |
| David Ellery Jennings | 2843403 | 1 | 01/31/2003 | Customer Dispute | Award / Judgment | $250,000.00 | $94,000.00 | See FINRA Report |
| Murray Carter | 1911097 | 6 | 08/28/2001 | Customer Dispute | Award / Judgment | $231,318.00 | $9,759.03 | See FINRA Report |
| Thomas Frank Lagana | 838523 | 3 | 08/16/2001 | Customer Dispute | Award / Judgment | $40,000.00 | $0.00 | See FINRA Report |
| Harold Bertram Gross | 817550 | 5 | 08/07/2001 | Customer Dispute | Award / Judgment | $335,699.00 | $112,500.00 | See FINRA Report |
| Michael Walter Hassell | 2605921 | 2 | 07/05/2001 | Customer Dispute | Award / Judgment | $8,707.39 | $1,239.00 | See FINRA Report |
| Lisa W Fouraker | 2954578 | 1 | 03/14/2001 | Customer Dispute | Award / Judgment | $210,000.00 | $7,500.00 | See FINRA Report |
| Stephen Eric Asendorf | 1018543 | 7 | 11/16/2000 | Customer Dispute | Award / Judgment | $95,000.00 | $51,969.90 | See FINRA Report |
| James Michael Winner | 1520060 | 2 | 05/26/1999 | Customer Dispute | Award / Judgment | $860,000.00 | $200,000.00 | See FINRA Report |