Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Paul Pellizzon | 712667 | 2 | 11/18/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary James Staggs | 5977346 | 1 | 07/15/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Burr Wolford | 1336627 | 3 | 03/11/2005 | Customer Dispute | Closed-No Action | $450,000.00 | $0.00 | See FINRA Report |
| Robert Burr Wolford | 1336627 | 3 | 08/01/2000 | Customer Dispute | Award / Judgment | $220,000.00 | $125,000.00 | See FINRA Report |
| Robert Burr Wolford | 1336627 | 3 | 03/26/1999 | Customer Dispute | Settled | $10,000,000.00 | $0.00 | See FINRA Report |
| Peter Joseph Pellizzon | 1236771 | 2 | 03/23/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Joseph Pellizzon | 1236771 | 2 | 12/02/1989 | Customer Dispute | Settled | $10,689.80 | $0.00 | See FINRA Report |
| Gregory Paul Pellizzon | 712667 | 2 | 01/14/1988 | Customer Dispute | Award / Judgment | $5,200.00 | $2,743.29 | See FINRA Report |