Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Glenn Philip Scharf | 1562031 | 3 | 06/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark L Driscoll | 2851077 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Becher | 4383547 | 9 | 02/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Lynn Knapp | 4420171 | 1 | 02/06/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Michael Craig Welch | 3060732 | 1 | 01/16/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Becher | 4383547 | 9 | 09/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Alexander Torres | 4789200 | 3 | 08/13/2014 | Customer Dispute | Denied | $2,153.26 | $0.00 | See FINRA Report |
| John Richard Hemenway | 1103827 | 3 | 05/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cedric Levye | 5495885 | 2 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Lynn Allen | 4590694 | 2 | 10/03/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |