Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Driscoll | 5766256 | 1 | 02/09/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Becher | 4383547 | 9 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Frank | 2834599 | 5 | 10/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert W Strang | 3271839 | 5 | 10/30/2017 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Darrell Horace Strickland | 2544052 | 9 | 09/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Frank | 2834599 | 5 | 09/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darrell Horace Strickland | 2544052 | 9 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darrell Horace Strickland | 2544052 | 9 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Regan | 4310720 | 6 | 06/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory Lee Buckman | 3060894 | 1 | 04/17/2017 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |