Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Charles Regan | 4310720 | 6 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Reinhart Pfitzinger | 5033453 | 5 | 07/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel A Oschmann | 4759967 | 2 | 06/20/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward David Dipietro | 2418382 | 5 | 06/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley J Thompson | 2642229 | 1 | 06/06/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donnas Edmond Landry | 5398740 | 1 | 05/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Reinhart Pfitzinger | 5033453 | 5 | 05/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Reinhart Pfitzinger | 5033453 | 5 | 05/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geoffrey Mark Odonnell | 3046846 | 2 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Becher | 4383547 | 9 | 01/22/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |