Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ron Anthony Carboni | 6664306 | 2 | 02/11/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Dean Segon | 4797204 | 1 | 12/14/2020 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 11/23/2020 | Customer Dispute | Denied | $326,000.00 | $0.00 | See FINRA Report |
| George Edward Heathcote | 5394655 | 2 | 10/04/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| George Edward Heathcote | 5394655 | 2 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Mathis | 4037942 | 1 | 03/30/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Charlotte Ann Dorand | 2395317 | 2 | 03/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward David Dipietro | 2418382 | 5 | 12/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Reichelt | 3020861 | 1 | 12/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Lynn Kobel | 1349655 | 1 | 08/16/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |