Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward David Dipietro | 2418382 | 5 | 12/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Paul Reichelt | 3020861 | 1 | 12/03/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Anthony Dellelo | 2170012 | 2 | 11/20/2019 | Customer Dispute | Settled | $215,000.00 | $0.00 | See FINRA Report |
| Louie Rivera | 6741082 | 2 | 09/16/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sandra Lynn Kobel | 1349655 | 1 | 08/16/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Daniel Charles Regan | 4310720 | 6 | 07/19/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Reinhart Pfitzinger | 5033453 | 5 | 07/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tony Ray Melvin | 4276463 | 3 | 06/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel A Oschmann | 4759967 | 2 | 06/20/2019 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward David Dipietro | 2418382 | 5 | 06/18/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |