Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald James Briggs | 1766508 | 1 | 08/07/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Anthony Delaney | 6702228 | 2 | 01/16/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Scammacca | 801259 | 1 | 04/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Wayne Dwight Lampley | 1419354 | 1 | 04/16/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Dennis Wetterholm | 1301632 | 1 | 10/15/1985 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Donald William Quirk | 2393276 | 4 | 03/29/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald William Quirk | 2393276 | 4 | 03/21/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald William Quirk | 2393276 | 4 | 02/18/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |