Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lance Robert Terry | 7555368 | 1 | 08/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grant Luke Getzoni | 4190741 | 1 | 09/30/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Jerard Derbigny | 4511637 | 1 | 04/24/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harvey Lee Ford | 211052 | 1 | 08/10/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kinch Edward Meyer | 1209286 | 2 | 03/29/1994 | Customer Dispute | Award / Judgment | $150,000.00 | $30,000.00 | See FINRA Report |
| Mitchell Owen Goldberg | 2052772 | 2 | 08/10/1992 | Customer Dispute | Settled | $132,334.00 | $0.00 | See FINRA Report |
| James Anthony Delaney | 6702228 | 2 | 05/19/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harvey Stephen Bailey | 1055363 | 2 | 05/11/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Owen Goldberg | 2052772 | 2 | 10/22/1991 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Christian Gabriel Taylor | 5462381 | 1 | 09/19/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |