Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Billups P Johnson | 1592370 | 1 | 01/12/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Paul Feiler | 4733803 | 1 | 12/04/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dirk David Rabenold | 1407291 | 2 | 11/05/1999 | Customer Dispute | Settled | $65,674.60 | $0.00 | See FINRA Report |
| Robert James Goings | 1348761 | 1 | 09/16/1999 | Customer Dispute | Settled | $16,800.00 | $0.00 | See FINRA Report |
| William W Respess | 5583759 | 1 | 05/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Carlyle Blakely | 4629489 | 1 | 03/06/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald William Quirk | 2393276 | 4 | 11/11/1998 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 06/19/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Victor Vincent Valverde | 2225693 | 2 | 01/12/1998 | Customer Dispute | Settled | $60,866.90 | $0.00 | See FINRA Report |
| Victor Vincent Valverde | 2225693 | 2 | 08/25/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |