Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Farid Farhoumand | 727764 | 13 | 07/21/2004 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Earl Eugene Newsome | 2436856 | 2 | 06/07/2004 | Customer Dispute | Settled | $284,925.00 | $0.00 | See FINRA Report |
| Ali Farhoumand | 2954514 | 1 | 12/09/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 08/25/2003 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 07/28/2003 | Customer Dispute | Denied | $52,497.40 | $0.00 | See FINRA Report |
| Adrienne J Rothstein-Grace | 2918614 | 2 | 06/29/2003 | Customer Dispute | Settled | $177,919.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 12/31/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Harvey Stephen Bailey | 1055363 | 2 | 11/04/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Kinch Edward Meyer | 1209286 | 2 | 10/24/2002 | Customer Dispute | Settled | $26,525.40 | $0.00 | See FINRA Report |
| Deena Michelle Kobrin | 1202622 | 1 | 09/17/2002 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |