Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Joseph Paladino | 2870151 | 1 | 11/01/2005 | Customer Dispute | Denied | $7,767.93 | $0.00 | See FINRA Report |
| Daniel Richard Anderson | 1630781 | 2 | 10/27/2005 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
| Larry Joseph Sklar | 1210886 | 1 | 07/18/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Brian Lee Bartlett | 1912095 | 1 | 06/20/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Gilbert Smith | 428893 | 1 | 06/17/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nikhil C Modi | 2290068 | 2 | 03/18/2005 | Customer Dispute | Denied | $13,906.60 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 03/02/2005 | Customer Dispute | Denied | $38,313.00 | $0.00 | See FINRA Report |
| John Gennaro Espinosa | 1582955 | 3 | 02/24/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joe Williams | 2395948 | 2 | 12/07/2004 | Customer Dispute | Award / Judgment | $400,000.00 | $65,000.00 | See FINRA Report |
| John Gennaro Espinosa | 1582955 | 3 | 10/11/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |