Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Todd Duey | 4015681 | 1 | 11/18/2008 | Customer Dispute | Denied | $55,779.40 | $0.00 | See FINRA Report |
| Shawn William Greenland | 4203305 | 1 | 11/05/2008 | Customer Dispute | Denied | $24,514.00 | $0.00 | See FINRA Report |
| David Paul Ackel | 3168949 | 2 | 09/10/2008 | Customer Dispute | Denied | $23,187.50 | $0.00 | See FINRA Report |
| David W Fowler | 2304727 | 1 | 07/30/2008 | Customer Dispute | Denied | $6,273.26 | $0.00 | See FINRA Report |
| A Lamar Hudson | 1646819 | 1 | 04/24/2008 | Customer Dispute | Denied | $10,113.40 | $0.00 | See FINRA Report |
| David Paul Ackel | 3168949 | 2 | 04/22/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Karen Lea Vanleeuwen | 4700149 | 1 | 11/08/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Regan | 4310720 | 6 | 08/08/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Regan | 4310720 | 6 | 06/22/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Joe Williams | 2395948 | 2 | 05/03/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |