Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Paul Aquilino | 2737809 | 4 | 01/12/2010 | Customer Dispute | Denied | $13,301.00 | $0.00 | See FINRA Report |
| Adrienne J Rothstein-Grace | 2918614 | 2 | 09/25/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gilberto Alejandro Paiz | 3144099 | 2 | 08/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilberto Alejandro Paiz | 3144099 | 2 | 07/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Karen Ruth Eyster | 1083592 | 1 | 06/22/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Edward Gorlick | 4477472 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nghi T Ho | 2327672 | 2 | 03/26/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jack Adams Lancaster | 866150 | 2 | 02/05/2009 | Customer Dispute | Denied | $160,531.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 01/20/2009 | Customer Dispute | Closed-No Action | $6,550.05 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 12/15/2008 | Customer Dispute | Settled | $40,741.00 | $0.00 | See FINRA Report |