Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clinton W Wilson | 4493244 | 1 | 09/30/2011 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 07/13/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jack Adams Lancaster | 866150 | 2 | 07/11/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Darrell Horace Strickland | 2544052 | 9 | 07/11/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 02/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Lynn Allen | 4590694 | 2 | 12/28/2010 | Customer Dispute | Denied | $34,584.80 | $0.00 | See FINRA Report |
| John Richard Hemenway | 1103827 | 3 | 11/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Regan | 4310720 | 6 | 11/05/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Charlotte Ann Dorand | 2395317 | 2 | 08/04/2010 | Customer Dispute | Closed-No Action | $26,395.00 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 08/04/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |