Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Reinhart Pfitzinger | 5033453 | 5 | 07/10/2013 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Shawn Alexander Torres | 4789200 | 3 | 04/21/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Richard Anderson | 1630781 | 2 | 04/19/2013 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Alexander Michael Kienle | 4564670 | 1 | 03/26/2013 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Michael Becher | 4383547 | 9 | 10/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Hemenway | 1103827 | 3 | 10/01/2012 | Customer Dispute | Settled | $257,462.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 06/08/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 03/19/2012 | Customer Dispute | Denied | $48,113.00 | $0.00 | See FINRA Report |
| Brian L Wettlaufer | 1596982 | 1 | 03/01/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Steven Lynn Nelson | 2732774 | 1 | 11/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |