Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Victor Vincent Valverde | 2225693 | 2 | 01/12/1998 | Customer Dispute | Settled | $60,866.90 | $0.00 | See FINRA Report |
| Victor Vincent Valverde | 2225693 | 2 | 08/25/1997 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mitchell Owen Goldberg | 2052772 | 2 | 08/10/1992 | Customer Dispute | Settled | $132,334.00 | $0.00 | See FINRA Report |
| Mitchell Owen Goldberg | 2052772 | 2 | 10/22/1991 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Mark Dennis Wetterholm | 1301632 | 1 | 10/15/1985 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |