Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Damon Eric Ladd-Thomas | 3137568 | 1 | 11/09/2005 | Customer Dispute | Settled | $5,250.00 | $0.00 | See FINRA Report |
| Earl Eugene Newsome | 2436856 | 2 | 06/07/2004 | Customer Dispute | Settled | $284,925.00 | $0.00 | See FINRA Report |
| Adrienne J Rothstein-Grace | 2918614 | 2 | 06/29/2003 | Customer Dispute | Settled | $177,919.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 12/31/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kinch Edward Meyer | 1209286 | 2 | 10/24/2002 | Customer Dispute | Settled | $26,525.40 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 02/27/2002 | Customer Dispute | Settled | $225,000.00 | $0.00 | See FINRA Report |
| David Joseph Ungaro | 2057015 | 1 | 02/15/2002 | Customer Dispute | Settled | $7,086.43 | $0.00 | See FINRA Report |
| Billups P Johnson | 1592370 | 1 | 01/12/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dirk David Rabenold | 1407291 | 2 | 11/05/1999 | Customer Dispute | Settled | $65,674.60 | $0.00 | See FINRA Report |
| Robert James Goings | 1348761 | 1 | 09/16/1999 | Customer Dispute | Settled | $16,800.00 | $0.00 | See FINRA Report |