Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Lynn Allen | 4590694 | 2 | 10/03/2013 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| John Richard Hemenway | 1103827 | 3 | 10/01/2012 | Customer Dispute | Settled | $257,462.00 | $0.00 | See FINRA Report |
| Jack Adams Lancaster | 866150 | 2 | 07/11/2011 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Jason Payne | 4028926 | 5 | 02/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Charles Regan | 4310720 | 6 | 11/05/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Gilberto Alejandro Paiz | 3144099 | 2 | 08/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gilberto Alejandro Paiz | 3144099 | 2 | 07/21/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Edward Gorlick | 4477472 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Paul Aquilino | 2737809 | 4 | 12/15/2008 | Customer Dispute | Settled | $40,741.00 | $0.00 | See FINRA Report |
| Farid Farhoumand | 727764 | 13 | 04/17/2007 | Customer Dispute | Settled | $4,200,000.00 | $0.00 | See FINRA Report |