Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Becher | 4383547 | 9 | 09/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Hemenway | 1103827 | 3 | 05/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cedric Levye | 5495885 | 2 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Becher | 4383547 | 9 | 10/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Richard Hemenway | 1103827 | 3 | 11/22/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Regan | 4310720 | 6 | 08/08/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Charles Regan | 4310720 | 6 | 06/22/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Glenn Philip Scharf | 1562031 | 3 | 01/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melanie Frank | 2834599 | 5 | 07/28/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |