Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Becher | 4383547 | 9 | 05/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Michael Becher | 4383547 | 9 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Melanie Frank | 2834599 | 5 | 10/30/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darrell Horace Strickland | 2544052 | 9 | 09/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Melanie Frank | 2834599 | 5 | 09/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darrell Horace Strickland | 2544052 | 9 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darrell Horace Strickland | 2544052 | 9 | 08/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Daniel Charles Regan | 4310720 | 6 | 06/19/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Thomas Anthony Ierna | 2473229 | 2 | 01/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Darrell Horace Strickland | 2544052 | 9 | 09/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |