Our Staff has compiled our research into a database of FINRA Broker Disclosures for Next Financial Group, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward David Dipietro | 2418382 | 5 | 12/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Alexander Torres | 4789200 | 3 | 08/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark L Driscoll | 2851077 | 1 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |